We are a business consulting company based in Hong Kong, specialising in finance-related issues. Our consultants have over 20 years’ experience in the financial industry, and many had previously been licensed practitioners in the securities and corporate finance fields.
We are well versed with the Securities & Futures Ordinance as well as related codes, rules and guidelines, as well as Rules of the Stock Exchange of Hong Kong. Our consultants are very knowledgeable in compliance work, AML/CFT requirements as well as risk management, also KYC/CDD and FATCA requirements covering Regulated Activities RA1, RA4, RA6 & RA9. We are proficient in writing internal policy and operational control procedures. And last but not least, we are experienced in business management and corporate restructuring.
We pride ourselves of having an experienced team of professionals. Our team includes member of the Hong Kong Institute of Certified Public Accountant (“HKICPA”), member of the Australia Institute of Certified Management Accountant (“CMA”), member of the Australia Institute of Public Accountants (“IPA”) Fellows member of the Hong Kong Securities and Investment Institute (“HKSI”), previously licensed Responsible Officers by the Hong Kong Securities & Futures Commission (“SFC”), former company secretary of Hong Kong listed company, and last but not least, former executive directors of Hong Kong listed Main-board and GEM-board companies.
We have been granted Company Service Provider Licence under section 53G of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 (“the AMLO”) of Hong Kong.